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Key Personnel

Marc S. Koplik, Esq., Chairman and Director of Laidlaw Holdings Plc   

Mr. Koplik serves as Chairman of the Board of Laidlaw & Company (UK) Ltd. Prior to joining Laidlaw, Mr. Koplik served as General Counsel to several financial service concerns over the past twenty years and as a Managing Partner in the law firm of Henderson & Koplik, LLC. Mr. Koplik began his legal career at Debevoise & Plimpton where he was involved in financial and general corporate matters for such corporate clientele as American Airlines, Phelps Dodge, Cooper Laboratories, Wheelabrator-Fry and N.M. Rothschild & Sons, Ltd. He has also represented Massachusetts Mutual, Connecticut General, Prudential and other insurance companies in the area of secured and unsecured financing. Mr. Koplik has served as Director and/or General Counsel of Kuhns Brothers & Laidlaw; Fayette Energy, Inc. Jet Services; Vescam; Auerbach Financial Group, Inc.; New World Power Corporation; Medical Copyright, Inc.; Pathfinder Venture, LLC; and American Securities Consultants, Inc. Mr. Koplik is a graduate of Brown University, Cum Laude where he was a Dean’s Scholar, College Scholar and Francis Wayland Scholar. He received his law degree from Yale University Law School where he was Editor of the Yale Law Review and the Yale Journal of Law and Social Policy.

Hugh Regan, President & Chief Executive Officer, Director of Laidlaw Holdings, Plc   

Mr. Regan serves as President and Chief Executive Officer. Before joining Laidlaw, Mr. Regan served for nine years as President and Chief Executive Officer of Auerbach, Pollak & Richardson, Inc, an investment banking and securities brokerage boutique focused on corporate finance and institutional research for small and middle-market companies. Before joining Auerbach, Mr. Regan was a founding member, principle shareholder, Executive Vice-President and Director of Laidlaw Holdings, Inc, an asset management and investment banking concern, where he oversaw the corporate finance activities and served as a member of the Executive Committee. Prior to that, Mr. Regan was associated with Laidlaw, Adams & Peck in the areas of research and investment banking. He is a graduate of Williams College, Phi Beta Kappa, Magna Cum Laude where he was awarded the Benedict Prize for national achievement in Classics. Mr. Regan also attended Stanford University’s Intercollegiate Center for Classical Studies in Rome and Columbia University’s Post-Graduate School of Special Studies.

Stephen P. Collins, Executive Vice President, Group Head, Private Client Services   

Based in New York, Mr. Collins is responsilble for the overall management and development of Laidlaw's retail and institutional sales activities accross our branch office system. Prior to Laidlaw Mr Collins managed the Middle Market Equity Sales business at Deutsche Bank Alex Brown in New York. Mr. Collins began his career at E. F. Hutton in 1984 and has worked in retail and institutional sales at such firms as Smith Barney, Paine Webber, DB Alex Brown and Prudential Securities. Mr. Collins holds a BA in Management/Marketing from Clarkson University.

Peter Silverman, Senior Executive Officer, Managing Director, London   

Mr. Silverman has been involved at senior levels in institutional and retail sales, trading and back-office operations on Wall Street for almost twenty-five years. He presently serves as Senior Executive Officer of Laidlaw‘s main office in London. He began his career with Herzfeld Stern in 1982 in operations and ultimately worked directly for one of the Managing Partners in institutional sales and trading. After Herzfeld, Mr. Silverman was associated with such firms as Ladenburg, Thalmann & Co. and Shearson Lehman American Express in sales and administration. He is a graduate of American University in Paris where he received a degree in International Business Administration and developed proficiency in five languages.

Theodore V. Fowler, Senior Managing Director, Group Head, Corporate Finance Department   

Mr. Fowler joined Laidlaw in 2003 and presently serves as Director and Group Head of the firm’s Corporate Finance Department and a member of the Commitment Committee. Prior to joining Laidlaw, he served as President of The Private Merchant Banking Company, a firm engaged in the strategic planning, private funding and management control of under-performing and emerging companies. Mr. Fowler began his career with Blyth Eastman Dillon in 1971 in corporate finance. He later moved on to Credit Suisse First Boston where he became Co-Head of Investment Banking and Co-General Partner of Principal Investing and was instrumental in its rise to the top three position in many rankings by which Wall Street firms are judged. From 1986-1989, he served as Co-Head of Investment Banking at Prudential Securities, where he oversaw the firm’s expansion of merchant banking, leveraged buyouts and its rise to the top ten in lead-managed underwritings. From 1992 to 1999, Mr. Fowler acted as President of BRMC, Inc. and as Vice-President of Boca Resorts, Inc., managing the Boca Raton Resort and Club. He is a graduate of Amherst College and of Columbia University where he received a Masters of Business Administration with Honors.

Robert J. Bonaventura, Senior Managing Director, Vice Chairman   

Mr. Bonaventura currently serves as Vice-Chairman of Laidlaw, having most recently served as President, focusing his efforts on the development of the firm’s sales, brokerage and investment banking activities. He began his career at Rodman & Renshaw, a regional investment banking and brokerage firm where he was involved in the Private Client Service group. Mr. Bonaventura received his B.A. degree from Hampden-Sydney College where he was an All-American lacrosse player and is a member of the college’s Lacrosse Hall of Fame.

John Marcus, Managing Director, Institutional Banking   

Mr. Marcus is involved in the review, analysis, structuring and placement of corporate finance transactions with the institutional clientele of Laidlaw. He began his career on Wall Street with Manufacturers Hanover in 1972 in the area of leveraged buyouts and asset-based financing. Over the subsequent 34 years, Mr. Marcus was associated with such firms as Horsehead Capital, a merchant banking operation, Prudential-Bache Securities, where he served as Director of Mergers & Acquisitions, and the Private Merchant Banking Company where he was involved in mergers, acquisitions, private equity and mezzanine finance, ultimately serving as President. Mr. Marcus is a graduate of the Wharton School of Finance, University of Pennsylvania, where he received a B.S. in Economics and Fordham University, Graduate School of Business, where he was awarded an M.B.A.

Investment Banking and Product Sales

Robert Kevin Connors, Senior Managing Director, Co-Head, Product Sales

Jason Russo, Senior Managing Director, Co-Head, Product Sales

Craig Boden, Senior Vice President, Investment Banking

Jonathan Lawrence, Senior Vice President, Syndicate


Private Client Services

New York

Craig Bonn, Senior Managing Director

Todd Cirella, Senior Managing Director

Richard Kirschner, First Managing Director

Michael Wagner, First Managing Director

Nicholas Gupta, Managing Director

Robert Rotunno, Managing Director

London

Peter Silverman, Senior Managing Director

Miami

Leila Shuminer, Managing Director

San Fanscisco

Hugh Marasa, Senior Managing Director

Austin

Brian Bartlett, Managing Director


Finance And Operations

Oseas Zuluaga, Executive Vice President, Comptroller

Jodi Fauci, Director of Operations


Brokerage And Compliance

Alex Shtaynberger, Director of Brokerage Operations

John Telfer, Chief Compliance Officer

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Incorporated in England & Wales: Company No. 3870324
Laidlaw & Company (UK) Ltd. clears, on a fully disclosed basis, with Sterne, Agee & Leach, Inc. Disclosure of Order Routing Information BCP
Sterne, Agee & Leach, Inc. is a member of the Securities Investor Protection Corporation (SIPC), which provides account protection for cash and securities held at the firm
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